Client Onboarding And KYC Policy

“AMFI-registered Mutual Fund Distributor, SIF Distributor, PMS Distributor & AIF Distributor ”

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Every new client of DR Investment Services LLP is onboarded through the following steps, in order:

Step Action
1 Meet the client and explain our services, commission disclosure and this onboarding process.
2 Collect PAN, Aadhaar/address proof, bank proof, photograph and contact details.
3 Check KYC status on KRA / CKYC, complete fresh KYC with IPV where not KYC-compliant.
4 Obtain the FATCA/CRS self-certification and nomination choice (opt-in / opt-out) for every folio.
5 Complete the Risk Profiling Questionnaire, record the score and risk category with client signature.
6 Obtain DPDPA consent for use of personal data and share the Welcome Letter.
7 Register the client on the NSE MF Invest Platform / MFU and verify bank mandate.
8 File all documents in the client folder and enter details in the Master Database.

RULES WE NEVER BREAK

  • No transaction is executed before KYC is complete.
  • No cash is accepted from any client.
  • Payments come only from the client's own bank account.
  • OTPs, passwords and signed blank forms are never collected from clients.
  • KYC and PMLA records are retained as required by law, and suspicious transactions are escalated to the Designated Partner.

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